compliansense.com
ComplianSense ConsultingReasonably priced RIA and B/D compliance firm offering FINOP services, audit services, and general compliance consulting.
http://www.compliansense.com/
Reasonably priced RIA and B/D compliance firm offering FINOP services, audit services, and general compliance consulting.
http://www.compliansense.com/
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>1,000,000
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Jeremy Allen
213 For●●●●●●●k Drive
Mat●●●ews , North Carolina, 28104
United States
View this contact
Jeremy Allen
213 For●●●●●●●k Drive
Mat●●●ews , North Carolina, 28104
United States
View this contact
Jeremy Allen
213 For●●●●●●●k Drive
Mat●●●ews , North Carolina, 28104
United States
View this contact
13
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7
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15
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ComplianSense Consulting | compliansense.com Reviews
https://compliansense.com
Reasonably priced RIA and B/D compliance firm offering FINOP services, audit services, and general compliance consulting.
ComplianSense Consulting
https://www.compliansense.com/pages.php?page=clients
8220;A Common Sense Approach. Gradient Securities, LLC. Ndash; national retail broker/dealer- www.gradientfg.com. Millennium Advisors, LLC. Ndash; a market maker in fixed income securities - www.millenniumadvisors.com. Private Client Services, LLC. Ndash; a full service national broker/dealer - www.kfg.com. RIA Registrar, LLC. RIA registration service provider - www.riaregistrar.com. Transformation Financial, LLC. A state-registered investment advisor. Eastwind Capital, LLC. Gradient Securities, LLC.
ComplianSense Consulting
https://www.compliansense.com/pages.php?page=who
8220;A Common Sense Approach. My name is Walter R Costenbader and I started ComplianSense Consulting, LLC in 2005. I have over 30 years of B/D and RIA compliance, financial and operations experience. My experience can be summarized as follows:. Started a B/D and RIA for CIGNA (NYSE: CI) – CIGNA Financial Services. Served as the Chief Compliance Officer, Chief Operating Officer, and Financial/Operations Principal. Developed and managed a call center and on-line trading operation. The SEC and States will b...
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compliancysoftware.com
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Complians | Your compliance books and records | FCA AIFM SEC
Complians is a solution for. FCA, AIFMD and SEC compliance. A complete system for your. Compliance books and records. Designed by Compliance Officers for Senior Management. Used by over 50 firms including. Hedge Funds, Wealth Managers, Fund Managers, Brokers, Private Equity, Real Estate, Crowd Funding Platforms. AML Sanctions and Blacklists checker. Try Complians for yourself. Our pricing model is simple and starts at GBP1000 a year. We also carry out bespoke work too including compliance advice. Full Co...
ComplianSense Consulting
8220;A Common Sense Approach. We keep our overhead LOW by using resources wisely and using technology efficiently. This allows us to keep our prices low. But, you get more than what you pay for! You can still get quality for a reasonable price. We keep our costs low so that you can too. This Month's Featured Service: Outsourced CCO. For many firms it is not cost-effective to hire a full-time CCO. But you need to have one! The regulators recognize the challenge. SEC and States will do more audits!
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Home - compliant concept
Innovations for a better life" - Compliant concept. By popular demand and increasing interest we are currently revising our web-page. Very soon you can expect to find some exciting updates about our innovations here. Designed by mapro.ch.
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The owner of compliant-nutrition.com. Is offering it for sale for an asking price of 299 EUR! This page provided to the domain owner free. By Sedo's Domain Parking. Disclaimer: Domain owner and Sedo maintain no relationship with third party advertisers. Reference to any specific service or trade mark is not controlled by Sedo or domain owner and does not constitute or imply its association, endorsement or recommendation.