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Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

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Ruthless | philtrupp.blogspot.com Reviews

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Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

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Ruthless | philtrupp.blogspot.com Reviews

https://philtrupp.blogspot.com

Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

INTERNAL PAGES

philtrupp.blogspot.com

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Ruthless: September 2010

http://philtrupp.blogspot.com/2010_09_01_archive.html

Wednesday, September 22, 2010. ARS May Be Re-rated by Fitch. Fitch Rating Services is taking a look at ARS. Some may be downgraded to bbb. Others not. The Ruthless blog is now up and running! Welcome to the Ruthless blog! Please take a moment to visit our website at BeRuthless.net. Our site is linked with other Web partners and bloggers. We’ve learned a lot from our past battles, and we will put that hard-earned knowledge to work for you. Subscribe to: Posts (Atom). ARS May Be Re-rated by Fitch.

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Ruthless: ARS May Be Re-rated by Fitch

http://philtrupp.blogspot.com/2010/09/ars-may-be-re-rated-by-fitch.html

Wednesday, September 22, 2010. ARS May Be Re-rated by Fitch. Fitch Rating Services is taking a look at ARS. Some may be downgraded to bbb. Others not. September 22, 2010 at 1:29 PM. Heres the link to the article you are referring to:. Http:/ www.businesswire.com/news/home/20100922006463/en. Subscribe to: Post Comments (Atom). ARS May Be Re-rated by Fitch. The Ruthless blog is now up and running! View my complete profile. Awesome Inc. template. Powered by Blogger.

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Ruthless: May 2011

http://philtrupp.blogspot.com/2011_05_01_archive.html

Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

4

Ruthless: Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com

http://philtrupp.blogspot.com/2011/05/by-christopher-condon-at-bloombergcom.html

Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

5

Ruthless: Financial Regulators Scramble Ahead of WikiLeaks

http://philtrupp.blogspot.com/2010/12/financial-regulators-scramble-ahead-of.html

Monday, December 27, 2010. Financial Regulators Scramble Ahead of WikiLeaks. Not since former Treasury Secretary Henry Paulson pulled off a $700 billion raid of taxpayer dollars to shore up Wall Street have Washington regulators scurried so quickly to ferret out evidence of collusion between the feds and the nation's major banks and other financial services firms. The last minute push by regulators comes ahead of a threatened WikiLeaks data dump. The [WikiLeaks] dump may turn up a few new cons, or some o...

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beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/index.html

Welcome to BeRuthless.Net. Our purpose is to help investors still caught in the chill of the Auction Rate Securities (ARS) freeze and to make sure those responsible for this scandal are exposed. BeRuthless.Net keeps the fight alive. Our site is linked with other Web partners and bloggers. We’ve learned a lot from our past battles, and we will put that hard-earned knowledge to work for you. Our message is clear: Don’t give up. Be ruthless — and win! Visit the Ruthless Blog! TV program about Ruthless.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/redwhitebluevideo.html

Video of Phil Trupp on Red, White, and Blue - November 2010. Back to MEDIA PAGE. Visit the Ruthless Blog! TV program about Ruthless. Interview on Fox 5 News! Red, White, and Blue.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/arsnewsarchive.html

AUCTION RATE NEWS ARCHIVE. March 6, 2012. For Many Auction-Rate Investors,. The Freeze Goes On. Four years ago the market for auction-rate securities, an investment touted as safe and liquid, froze up. Four years later, despite various settlements and repayment efforts, many investors are still fighting for the return of their money. Municipalities, nonprofit hospitals, utilities, housing-finance agencies, student-loan finance authorities and universities were among the frequent issuers of auction-rate s...

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/blog.html

Visit the Ruthless Blog. Today and leave your comments. We look forward to hearing from you and making a difference together. Please review the latest blog posts below. Visit the Ruthless Blog! TV program about Ruthless. Interview on Fox 5 News! Red, White, and Blue.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/arsmovie.html

Better Than Cash - TV show featuring Ruthless. Back to MEDIA PAGE. Visit the Ruthless Blog! TV program about Ruthless. Interview on Fox 5 News! Red, White, and Blue.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/order.html

Ruthless is available at better book stores near you. To order it online please visit any one of these trusted vendors below. Order from Amazon.com! Order from Barnes and Noble! Order direct from JW Wiley (the publisher)! Visit the Ruthless Blog! TV program about Ruthless. Interview on Fox 5 News! Red, White, and Blue.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/bio.html

Is a veteran investigative journalist, and the author of RUTHLESS: HOW ENRAGED INVESTORS RECLAIMED THEIR INVESTMENTS …AND BEAT WALL STREET. Published by John Wiley and Sons. He is also a regular commentator for New York Times Dealbook and New York Magazine Online, as well as a weekly columnist to www.auctionratepreferreds.org. The Internet's top site on auction-rate securities (ARS). His commentary appears regularly on Larry Doyle’s “Sense on Cents”. Visit the Ruthless Blog! TV program about Ruthless.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/fox5video.html

Video of Phil Trupp on Fox 5 News - October 6, 2010. Back to MEDIA PAGE. Visit the Ruthless Blog! TV program about Ruthless. Interview on Fox 5 News! Red, White, and Blue.

beruthless.net

:: RUTHLESS ::

http://www.beruthless.net/qanda.html

A Conversation with Phil Trupp. Q: How did investors beat Wall Street? Why did you decide to fight when so many others backed down? We can only speculate on the reasons others backed down. Clearly, some were fearful or didn’t know what to do. Others were intimidated by their brokers. But those of us who decided to fight had two specific goals: to get our money back and to find an avenue of justice. Q: How much money was involved? Q: What do you believe was behind the ARS market crash of February 2008?

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Ruthless

Tuesday, May 24, 2011. Nuveen Fined $3 Million Over Marketing of Preferred Shares - By Christopher Condon at Bloomberg.com. Nuveen Investments Inc., the largest manager of closed-end funds, was fined $3 million by the Financial Industry Regulatory Authority for misleading customers on the safety of auction-rate securities before the market for those investments collapsed in February 2008. Closed-end funds used to sell preferred shares on the auction-rate market to increase the amount of money they could ...

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