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Daiwa Capital Markets America Inc.

Daiwa Capital Markets America Inc. provides integrated financial services on a global basis.

http://us.daiwacm.com/

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Daiwa Capital Markets America Inc. | us.daiwacm.com Reviews

https://us.daiwacm.com

Daiwa Capital Markets America Inc. provides integrated financial services on a global basis.

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1

SEC Rule 605 and 606 | Daiwa Capital Markets America Inc.

http://www.us.daiwacm.com/company/sec.html

SEC Rule 605 and 606. SEC Rule 605 and 606. Under Rule 605 of SEC Regulation NMS, market centers that trade national market system securities are required to make publicly available monthly electronic reports that include uniform statistical measures of execution quality. Please visit J&J's web site,. Http:/ dashboard.jandj.com/PublicDisclosure/DAWA/. To view the most recent disclosures. SEC Rule 605 and 606. New York Stock Exchange. US Securities and Exchange Commission.

2

Global Network | Daiwa Capital Markets America Inc.

http://www.us.daiwacm.com/globalnetwork2.html

Daiwa Capital Markets America Inc. is providing information and expanding our expertise globally through strong coordination with our overseas offices. We are building a global network leveraging the strength within our group. Daiwa Capital Markets America Inc. (Head Office). Financial Square, 32 Old Slip, New York NY 10005-3538 U.S.A. Daiwa Capital Markets America San Francisco Branch. 555 California Street, Suite 3360, San Francisco CA 94104 U.S.A. Daiwa Capital Markets Europe Limited. Daiwa Securites ...

3

Disclosure documents | Daiwa Capital Markets America Inc.

http://www.us.daiwacm.com/company/manual.html

CFTC Rule 1.55 FCM Specific Disclosure Document 2016. Emsp;(PDF 228.5 KB). Omnibus Disclosure Document 2016. Emsp;(PDF 307.3 KB). AML Statement of Policy 2016. Emsp;(PDF 626.8 KB). Emsp;(PDF 9.0 KB). Statement of Financial Condition - September 30, 2015. Emsp;(PDF 988.0 KB). Statement of Financial Condition - March 31, 2016. Emsp;(PDF 311.5 KB). Emsp;(PDF 24.1 KB). FINRA Rule 5320 Disclosure. Emsp;(PDF 14.0 KB). Daily Segregation and Secured 30.7 Statement. Audited Statement of Financial Condition.

4

Office locations | Daiwa Capital Markets America Inc.

http://www.us.daiwacm.com/company/location.html

Financial Square,32 Old Slip,. 14th Floor,New York,. 555 California Street,. San Francisco CA 94104. SEC Rule 605 and 606. New York Stock Exchange. US Securities and Exchange Commission. Financial Industry Regulatory Authority.

5

Daiwa Capital Markets America Inc.

http://www.us.daiwacm.com/index.html

Daiwa Capital Markets America Inc. was formed in 1964 as a wholly owned subsidiary of Daiwa Securities Co. Ltd. It started its business focusing mainly on the sales of Japanese equities to U.S. institutional investors. We offer a comprehensive range of financial products and services. It is our goal to provide service beyond expectations through a strong network. SEC Rule 605 and 606. Daiwa Securities Group Inc. Services for existing user. New York Stock Exchange. US Securities and Exchange Commission.

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Program | Diversity and Inclusion Conference | 2013 | Events | SIFMA

http://www.sifma.org/diversity2013/program

Footer area, including privacy policy, terms and sitemap. Diversity and Inclusion Conference. Welcome and Opening Remarks. Daiwa Capital Markets America Inc. OUT OF THE SAFE ZONE: EMBRACING HUMAN CAPITAL AS MARKETPLACE DIFFERENTIATION. Inclusion Dividend: Why Investing in Diversity and Inclusion Pays Off. The idea of an "unconscious bias" is changing the conversation around advancing Diversity and Inclusion efforts. Everyone has unconscious biases but it is possible to recognize them and challenge yo...

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Create A Bartending Team. Donate To A Team. Every year the silent auction prizes get better. The crowd gets rowdier. And Susan raises more dollars for Parkinson’s research. Tips For Parkinson’s 2015. Designed by Elegant Themes. Pin It on Pinterest.

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Convertible Bonds

http://www.uk.daiwacm.com/products-services/convertible-bonds

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. M&A and Corporate Finance. Daiwa is a market leader in this segment and has one of the leading sales, trading and research teams. This is a customer-driven business, with dedicated teams in London and Hong Kong to provide coverage in both time zones. Asian and Japanese Convertible Bonds. Daiwa Capita...

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Volunteer - Tips For Parkinson's

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Create A Bartending Team. Donate To A Team. It is the greatest of all mistakes to do nothing because you can only do little. Do what you can. Please Submit This Form To Volunteer. Designed by Elegant Themes. Pin It on Pinterest.

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Contribute To Auction - Tips For Parkinson's

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Create A Bartending Team. Donate To A Team. Donate To Auction Form Download. The silent auction is a hallmark and core fundraising vehicle that will be bid upon aggressively by attendees who support this cause. All contributions, big and small, makes a difference. Donate To Auction Form Online. Designed by Elegant Themes. Pin It on Pinterest.

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Careers

http://www.uk.daiwacm.com/careers

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. For up to date News, Research, documents and blog posts, sign up to our email alerts. For this reason, we are committed to providing training and development opportunities, and actively support individual study for additional professional qualifications. Daiwa Securities Co. Ltd. Daiwa Capital Market...

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Global Network

http://www.uk.daiwacm.com/global-network

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. Daiwa Securities America Inc. Financial Square, 32 Old Slip New York, NY10005, U.S.A. View on google maps. 555 California Street Suite 3360 San Francisco CA 94104,. Daiwa Capital Markets Europe Limited, 5 King William Street, London EC4N 7DA, United Kingdom. 17, rue de Surène 75008 Paris. Daiwa Secur...

uk.daiwacm.com uk.daiwacm.com

Home

http://www.uk.daiwacm.com/home

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. Daiwa Capital Markets Europe. Japanese Expertise. Global Reach. The firm's excellence in Yen products is unrivalled and our ability to offer a wide range of European Government Bonds, credit products and Repo allows the Fixed Income operation to provide clients with a combination of best execution an...

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Equity

http://www.uk.daiwacm.com/products-services

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. M&A and Corporate Finance. Our equity business covers Japanese. Equities. We provide investment advice and research over a wide range of areas, supported by our award-winning research. Our network of branches across Europe contributes to a strong sales and trading platform globally. Daiwa Capital Mar...

uk.daiwacm.com uk.daiwacm.com

Email Alerts

http://www.uk.daiwacm.com/news-media/email-alerts

Corporate Governance and Regulatory. Modern Slavery Act 2015. M&A and Corporate Finance. Modern Slavery Act 2015. Corporate Governance and Regulatory. MTNs and Structured Products. M&A and Corporate Finance. If you would like to receive updates from Daiwa Capital Markets, please enter your details below and click subscribe. Daiwa Securities Co. Ltd. Daiwa Capital Markets Hong Kong Ltd. Daiwa Capital Markets America Inc. Daiwa Capital Markets Singapore. Daiwa Capital Markets India. Daiwa SB Investments Ltd.

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Daiwa Capital Markets America Inc.

Daiwa Capital Markets America Inc. was formed in 1964 as a wholly owned subsidiary of Daiwa Securities Co. Ltd. It started its business focusing mainly on the sales of Japanese equities to U.S. institutional investors. We offer a comprehensive range of financial products and services. It is our goal to provide service beyond expectations through a strong network. SEC Rule 605 and 606. Daiwa Securities Group Inc. Services for existing user. New York Stock Exchange. US Securities and Exchange Commission.

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